On Drama

Epistemic Status: Loose but mostly serious

One of the things that’s on my mind a lot is the psychology of Nazis.  Not neo-Nazis, but the literal Nazi party in Germany in the 1930’s and 40’s. In particular, Adolf Hitler.  What was it like inside his head? What could make a person into Hitler?

When I read Mein Kampf, I was warned by my more historically-minded friends that it wasn’t a great way to learn about Nazism. Hitler, after all, was a master manipulator. His famous work of propaganda would obviously paint him in an unrealistically favorable light.

The actual impressions I got from Mein Kampf, though, were very similar to the psychological profile of Hitler compiled by the OSS,  (h/t Alice Monday) the US’s intelligence service during WWII and the predecessor of the CIA.

Here’s what Hitler was like, as presented by the OSS:

  • Lazy by default, only able to be active when agitated
  • Totally uninterested in details, facts, sitting down to work, “dull” things
  • Dislikes and fears logic, prefers intuition
  • Keen understanding of human psychology, especially “baser” urges
  • Very sensitive to the “vibe” of the room, the emotional arc of the crowd
  • Strong aesthetic sense and interest in the visual and theatrical
  • Highly sentimental, kind to dogs and children, accepting of personal foibles
  • Views human interaction through the lens of seduction and sadomasochism
  • Eager to submit as well as to dominate, but puzzled or disgusted by anything which is neither submission nor domination
  • Sensitive to slights, delighted by praise, obsessed with superficial marks of rank & respect
  • Fixated on personal loyalty
  • Suicidal (and frequently threatened suicide long before he actually did it)

This is all very Cluster B, though the terminology for personality disorders didn’t exist at the time and I’m obviously not in a position to make a diagnosis.  Hitler’s tantrums, impulsiveness, inability to have lasting relationships, constant seeking of approval and need to be at the center of attention, grandiosity, envy, and lack of concern for moral boundaries, are all standard DSM symptoms of personality disorders.

In his own words, Hitler was very opposed to rule of law and intellectual principles: “The spectacled theorist would have given his life for his doctrine rather than for his people.”  He disapproved of intellectuals and of logical thinking, had contempt for “Manchester liberalism” (classical liberalism) and commerce, and instead praised the spiritual transfiguration that masses of people could attain through patriotism and self-sacrifice.

He said, “A new age of magic interpretation of the world is coming, of interpretation in terms of the will and not of the intelligence. There is no such thing as truth either in the moral or the scientific sense.”

He believed strongly in the need for propaganda, and repeatedly explained the principles for designing it:

  • it must be simple and easy to understand by the uneducated
  • it must be one-sided and present us as absolutely good and the enemy as absolutely bad
  • it must have constant repetition
  • it should NOT be designed to appeal to intellectuals or aesthetes
  • it should focus on feelings not objectivity

He believed in the need of the people for “faith”, not because he was a believing Christian, but because he thought it was psychologically necessary:

“And yet this human world of ours would be inconceivable without the practical existence of a religious belief. The great masses of a nation are not composed of philosophers. For the masses of the people, especially faith is absolutely the only basis of a moral outlook on life. The various substitutes that have been offered have not shown any results that might warrant us in thinking that they might usefully replace the existing denominations. But if religious teaching and religious faith were once accepted by the broad masses as active forces in their lives, then the absolute authority of the doctrines of faith would be the foundation of all practical effort. There may be a few hundreds of thousands of superior men who can live wisely and intelligently without depending on the general standards that prevail in everyday life, but the millions of others cannot do so. Now the place which general custom fills in everyday life corresponds to that of general laws in the State and dogma in religion. The purely spiritual idea is of itself a changeable thing that may be subjected to endless interpretations. It is only through dogma that it is given a precise and concrete form without which it could not become a living faith.”

In other words, the picture that is emerging is that Hitler himself craved, and understood other people’s craving, for a certain kind of emotionally resonant experience. Religious or mystical faith; absorption in the crowd; mass enthusiasm; sacrifice of self; and sacrifice of the outsider or scapegoat.  Importantly, truth doesn’t matter for this experience, and critical thinking must be absolutely suppressed in order to fully enact the ritual.

I’m pretty confident, despite not having much knowledge of history, that this was a real and central part of Hitler’s ideology and practice.

If you watch Triumph of the Will, it’s very clearly a mass ritual calculated to produce strong emotional responses from the crowd.

In particular, the emotion it evokes is certainty. The crowd looks to their leader for validation and assurance; and with great confidence, he gives it to them, assuring the German people eternal glory.  One can safely lay down one’s burden of worry and anxious thought.  One can be at peace, knowing that one has Hitler’s love and approval. One can rest in the faith that Hitler will take care of things.

Repetitive call-and-response rituals, endless ranks of soldiers, flags and logos and symbols, huge crowds, rhythmic beats, all give a sense of a simple, steady, loud, bold message. It is cognitively easy. There is no need to strain to hear or understand.  It will be the same, over and over again, forever.

What the OSS report suggests, which Nazi propaganda would never admit, is that Hitler himself craved external validation, and was distraught when it was not supplied.  He understood how badly the people wanted to be led and to be annihilated in the worship of a ruler, because he longed for that submission and release himself.

There is nothing particularly unusual about what I’m saying; the standard accounts of Nazism always make mention of the quasi-religious fanaticism it engendered.  And the connection to ritual is obvious: mass events, loss of individuality in the collective frenzy, the heightening of tension and its release, often through violence.  This is the pattern of all sacrificial festivals.

You can see a modern reconstruction of the primitive sacrificial festival in the Rite of Spring (here, with Nijinsky’s choreography and Roerich’s set design, which captures the atavistic character of the original ballet in a way later productions don’t).

You can also see a version of this in the coronation scene from Boris Godunov, which is a very beautiful expression of quasi-religious mass worship for a state leader.

There’s an important connection between drama, the drive for emotional validation and stirring up interpersonal conflict, and drama, acting out a play to produce a sense of catharsis in the audience, originally as part of a religious ritual involving both sacrifice and collective frenzy.

Both drama in the colloquial sense and the artistic sense are about evoking emotions and provoking sympathies.  Drama requires an emotional arc, in which tension rises, comes to a head, and is released (catharsis).

Why is this satisfying?  Why do we like to lose our minds, to go up into an irrational frenzy, and then to come down again, often through sorrow and sympathetic suffering?

Current psychological opinion holds that catharsis doesn’t work; venting anger makes people angrier and more violent, not less so.  This isn’t a new idea; Plato thought that encouraging violent passions through theater would only make them worse.

It’s possible that the purpose of drama isn’t to help people cool down, but quite the opposite: to provide plausibly-deniable occasions for mob violence, and to bind the group closer together by sharing strong emotional connections.  Emotional mirroring helps groups coordinate better, including for war or hunting. Highly rhythmic activities (like music, dance, and chanting) both promote emotional mirroring and make it easy to detect those individuals who are out of step or disharmonious.

(In the original Nijinsky choreography of the Rite of Spring, the girl who is chosen to be a human sacrifice is chosen by lot, through a “musical-chairs”-style game in which the one caught out of the circle is singled out. In both Greek and Biblical tradition, sacrifices were chosen by lot. “Random” choice of a victim is often an excellent, plausibly-deniable way to promote subconscious choice.)

Ben Hoffman’s concept of empathy as herd cognition is similar, though humans are more like pack predators than true herd animals.  Emotions are shared directly, through empathy, through song and dance and nonverbal vibrations.  This is a low-bandwidth channel and can’t convey complex chained plans ahead of time.  You can’t communicate “if-then” statements directly through emotional mirroring.  But you can communicate a lot about friend and foe, and guide quite complex behaviors through “warmer, colder, warmer”-style reinforcement learning.

It’s a channel of communication that’s optimized to be intelligible only to the people who are in harmony at the moment — that is, those who are feeling the same thing, are part of the group, are acting in roughly the same way.  This has some disadvantages. For one thing, it’s hard to use it to coordinate division of labor. You need more explicit reasoning to, for instance, organize your army into a pincer movement, as Shaka Zulu did.  Emotion-mirroring motivates people to “act as one”, not to separate into parts.  For another thing, emotion-mirroring doesn’t allow for fruitful disagreement or idea-generation, because that’s inherently disharmonious, no matter how friendly in intent or effect; suggesting a different idea is differing from the group.

The advantage of emotional-mirroring as a form of communication is precisely that it is only intelligible to people who are engaging in the mirroring. If you are coordinating against the people who are out of sync or out of harmony, you can be secretive in plain view, simply by communicating through a rhythm that they can’t quite detect.

It makes sense, in a sort of selfish-gene way.  A gene which caused individuals to become very good at coordinating with others who had the gene, to kill those who didn’t have the gene, would promote natural selection for itself.  It would make it feel good to harmonize and “become one with” the crowd, and elevate rage to a fever pitch against those who would interrupt the harmony.  Those who didn’t have the gene would be worse at seeing the mob coming, and would not be able to secretly coordinate with each other.

(This idea is not due to me, but to a friend who might prefer to remain anonymous.)

Only a small portion of the population can be antisocial in the long run, where antisocial means impulsive aggression, in the sense of “people who are more likely to drive at the oncoming car in the game of Chicken”; evolutionary game theory simulations bear that out.  Aggressive or risk-seeking behavior can only be a minority trait, because while it does result in more sexual success and more short-term wins in adversarial games, people with those traits have too high a risk of dying out. But the more sensitive, harmony-coordination-mob trait, might be better at surviving, because it’s usually quiescent and only initiates violence when there’s a critical mass of people moving in unison.

There also may be the “charismatic” or “Dionysian” or “actor/performer/poet/bard” trait: the ability of an individual to activate people’s harmony-sensing, emotional-mirroring moods, the ability to make people get up and dance or cheer or fight.  People with borderline personality disorder sometimes are better than neurotypicals at reading emotions and inferring people’s feelings and intentions in social situations.  Hyper-sensitive, hyper-expressive people may also be a stable minority strategy; minority, because getting people worked up increases risk, though not as much as unilaterally seeking conflict oneself.

High drama is, obviously, dangerous. It is also powerful and at times beautiful. Even those of us who would never be Nazis can be moved by art and music and theater and religious ritual.  It’s a profound part of the human psyche.  It’s just important to be aware of how it works.

Drama is inherently transient and immediate. It’s like a spell; it affects those within range, while the spell is being sustained, and dissipates when the spell is broken. If you want to enhance drama, you create an altered environment, separate from everyday life, and aim for repetition, unanimity, and cohesiveness.  You rev people up with enthusiasm.  You say “Yes, and…”, as in improv. If you want to dispel drama, you break up the scene with interruptions, disagreements, references to mundane details, collages of discordant elements.  You deescalate emotions by becoming calm and boring.  You impede the momentum. 

If you have a plan that you’re afraid will fail unless everyone stays rev’ed up 24/7 and unanimously enthusiastic, you have a plan that’s being communicated through drama, and you need to beware that drama’s nature is typically transient, irrational, and violent.

Denotative language, as opposed to enactive language, is literally opposed to role-playing. When you say out loud what is going on — not to cause anyone to do anything, but literally just to inform them what is going on — you are “breaking character.”

If I am playing the role of a sad person, it’s breaking character to say “I’d probably feel better if I took a nap.”  That’s not expressing sadness! That’s not what a Sad Person would say!  It’s not acting out the arc of “inconsolableness” to its inevitable conclusion. It’s cutting corners.  Cheating, almost.  Breaking momentum.

By alluding to the reality beyond the current improv scene, the scaffolding of facts and interests that lasts even after passions have cooled, I am ruining the scene and ceding my power to shape it, but potentially gaining a qualitatively different kind of power.

Breaking flow is inherently frustrating, because we humans probably have a desire for flow for its own sake.  Drama wants drama. Flow wants flow.

But ultimately, there’s a survival imperative that limits all of these complex adaptations. You have to be alive in order to act out a drama. The “scaffolding” facts of practical reality remain, even if they’re mostly far away when you’re well-insulated from danger.  Drama provides a relative, but not an absolute, survival advantage, which means it’s more-or-less a parasitic phenomenon, and has natural limitations on how much behavior it can co-opt before negative consequences start showing up.

 

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Parenting and Heritability Overview

Epistemic status: pretty preliminary, not conclusive

Can parenting affect children’s outcomes? Can you raise your child to be better, healthier, smarter, more successful?

There’s a lot of evidence, from twin and adoption studies,  that behavioral traits are highly heritable and not much affected by adoptive parents or by the environment shared between siblings.

High heritability does not strictly imply that parenting doesn’t matter, for a few reasons.

  1. Changes across the entire population don’t affect heritability. For example, heights have risen as nutrition improves, but height remains just as heritable.  So if parenting practices have changed over time, heritability won’t show whether those changes helped or hurt children.
  2. Family environment and genes may be positively correlated. For instance, if a gene for anxiety causes both anxiety in children and harshness in parents, then it may be that the parenting still contributes to the children’s anxiety.  If parents who overcome their genetic predispositions are sufficiently rare, it may still be possible that choosing to parent differently can help.
  3. Rare behaviors won’t necessarily show up at the population level.  Extremely unusual parenting practices can still be helpful (or harmful), if they’re rare enough to not be caught in studies.  Extremely unusual outcomes in children (like genius-level achievement) might also not be caught in studies.
  4. Subtle effects don’t show up in studies that easily. A person who has to spend a lot of time in therapy unlearning subtle emotional harms from her home environment won’t necessarily show up as having a negative outcome on a big correlational study.

With those caveats in mind, let’s see what the twin and adoption studies show.

Personality

In a study of 331 pairs of twins reared together and apart, a negligible proportion of the variance in personality was due to shared family environment.  About 50% of the variance in personality scores was due to genetics; average heritability was 0.48.[1]

Attachment Style

In a study of 125 early-adopted adolescents, secure-attached infants were more likely to grow into secure-attached teenagers (correlation 0.30, p<0.01), and mothers of secure adolescents were more likely to show “sensitive support” (high relatedness and autonomy in resolving disagreements with children) at age 14. (p < 0.03).[2]

Antisocial/Criminal Behavior

An adoption study found that adolescents whose adoptive parents had high levels of conflict with them (arguments, hitting, criticizing and hurting feelings, etc) were more likely to have conduct problems. Correlations were between 0.574 and 0.696. Effects persisted longitudinally (i.e. past conflict predicted future delinquency).[3]

A meta-analysis of 51 twin and adoption studies found that 32% of the variance in antisocial behavior was due to genetic influences, while 16% was due to shared environment influences.[4]

 

Drug Abuse

In a Swedish adoption study of 18,115 children, adopted children with biological parents who abused drugs were twice as likely to abuse drugs themselves, while there was no elevated risk for having an adoptive parent who abused drugs.  However, adoptive siblings of adopted children with DA were twice as likely to abuse drugs as adoptive siblings of adopted children without DA. This implies that there is both environmental and genetic influence, but suggests that environmental influence may be more about peers than parents.[5]

Psychiatric Disorders

Having a mother (but not a father) with major depression was associated in adoptive children getting major depression, in a study of 1108 adopted and nonadopted adolescents.  Odds ratio of having a mother with major depression was 3.61 for nonadopted children and 1.97 for adopted children.  Odds ratio of externalizing disorders if you had a mother with depression was 2.23 for nonadopted children and 1.69 for adopted children.[6]

IQ

The Minnesota Study of Twins Reared Apart, which includes more than 100 pairs of twins, and found that 70% of the variance in IQ of monozygotic twins raised apart was genetic. No environmental factor (father’s education, mother’s education, socioeconomic status, physical facilities) contributed more than 3% of the variance between twins. Identical twins correlate about 70% in IQ, 53% on traditionalism, 49% on religiosity, 34% on social attitudes, etc.  Identical twins reared apart are roughly as similar as identical twins reared together.[7]

According to a twin study, heritability on PSAT scores was 50-75%, depending on subscore.[8]

 

Years of Schooling

In the Wisconsin Longitudinal Survey,  of 16481 children of which 610 were adopted, finds that adopted parental income has a significant positive effect on years of schooling.  Adoptive father’s years of schooling had a significant effect, but adoptive mother’s years of schooling were not significant. In nonadopted families, parental IQ and years of schooling (both mother and father) have a statistically significant effect.[9]

 

Reading Achievement

The Colorado Adoption Study finds that heritability of reading usually explains about 40% of the variance in outcomes in reading achievement, while adoptive-sibling correlations (a measure of shared environment) explain less than 10% of the variance. The rest is non-shared environment.  Unrelated sibling correlations are 0.05, while related sibling correlations are 0.26. Genetic correlations rise with age (from 0.34 at age 7 to 0.67 at age 16).[10]

In the Western Reserve Twin Study of 278 twin pairs, ages 6-12, IQ score variance was mostly due to heritability (37%-78%, depending on subscore) and not on shared environment (<8%).  However, school achievement was more dependent on shared environment (65-73%) than heritability (19-27%).[11]

In a twin study, spelling ability has a heritability of 0.53.[12]

Language ability in toddlers, in a twin study, was found to be more dependent on shared environment than genetics: 71% of variance explained by shared environment, 28% explained by genetics. This was reversed in the case of reading ability in 7-10-year-olds, where 72% of variance was explained by genetics, while 20% was explained by shared environment. Maybe the effects of home environment fade out with age.[13]

Academic Achievement

A twin study of 2602 twin pairs found that 62% of variance in science test scores at age 9 was explained by heredity, compared to 14% shared environment. There was no difference between boys and girls in heritability.[14]

51-54% of variance in grades, in the Minnesota Twin Study, is due to heredity, in girls and boys respectively.  Similar genetic contributions to IQ (52%, 37%), externalizing behavior (45%, 47%) and engagement (54%, 49%).  Shared environment mattered less (26%).  The majority (55%) of the change in grades after age 11 is due to “nonshared environment.”[15]

 

Income

The National Longitudinal Study of Youth which included full and half-siblings found IQ was 64% heritable, education was 68% heritable, and income was 42% heritable.  Almost all the rest of income variation was non-shared environment (49%), leaving only 9% explained by shared environment.[16]

In a study of Finnish twins, 24% of the variance of women’s lifetime income and 54% of the variance of men’s lifetime income was due to genetic factors, and the contribution of shared environment is negligible.[17]

 

Corporal Punishment

In laboratory settings, corporal punishment is indeed effective at getting immediate compliance.  In a meta-analysis of mostly correlational and longitudinal studies, the weighted mean effect size of corporal punishment was -0.58 on the parent-child relationship, -0.49 on childhood mental health, 0.42 on childhood delinquent and antisocial behavior, 0.36 on childhood aggression, 1.13 on immediate compliance. There were no large adult effects significant at a <0.01 level, but there was an effect size of 0.57 on aggression significant at a <0.05 level.

Bottom line is that corporal punishment is fairly bad for childhood outcomes, but doesn’t usually cause lasting trauma or adult criminal/abusive behavior; still, there are good evidence-based reasons not to do it.

 

What Parenting Can’t Affect

Personality, IQ, reading ability in teenagers, and income are affected negligibly by the “shared environment” contribution. Drug abuse is also very heritable and not much affected by parenting.

 

What Parenting Might Affect

Reading ability in children and grades in teenagers have a sizable (but minority) shared environment component; reading ability in toddlers is mostly affected by shared environment. Grades are generally less IQ-correlated than test scores, and are highly affected by school engagement and levels of “externalizing” behavior (disruptive behavior, inattention, criminal/delinquent activity.)  Antisocial and criminal behavior has a sizable (but minority) shared environment component. You may be able to influence your kids to behave better and study harder, and you can definitely teach your kids to read younger, though a lot of this may turn out to be a wash by the time your kids reach adulthood.

 

What Parenting Can Affect

Having a mother — even an adoptive mother — with major depression puts children at risk for major depression, drug abuse, and externalizing behavior. Conflict at home also predicts externalizing behavior in teenagers. Mothers of teenagers who treat them well are more likely to have teenagers who have loving and secure relationships with them. Basically, if I were to draw a conclusion from this, it would be that it’s good to have a peaceful and loving home and a mentally healthy mom.

Father’s income and family income, but not mother’s income, predicts years of schooling; I’m guessing that this is because richer families can afford to send their kids to school for longer. You can, obviously, help your kids go to college by paying for it.

References

[1]Tellegen, Auke, et al. “Personality similarity in twins reared apart and together.” Journal of personality and social psychology 54.6 (1988): 1031.

[2]Klahr, Ashlea M., et al. “The association between parent–child conflict and adolescent conduct problems over time: Results from a longitudinal adoption study.” Journal of Abnormal Psychology 120.1 (2011): 46.

[3]Klahr, Ashlea M., et al. “The association between parent–child conflict and adolescent conduct problems over time: Results from a longitudinal adoption study.” Journal of Abnormal Psychology 120.1 (2011): 46.

[4]Rhee, Soo Hyun, and Irwin D. Waldman. “Genetic and environmental influences on antisocial behavior: a meta-analysis of twin and adoption studies.” Psychological bulletin 128.3 (2002): 490.

[5]Kendler, Kenneth S., et al. “Genetic and familial environmental influences on the risk for drug abuse: a national Swedish adoption study.” Archives of general psychiatry 69.7 (2012): 690-697.

[6]Tully, Erin C., William G. Iacono, and Matt McGue. “An adoption study of parental depression as an environmental liability for adolescent depression and childhood disruptive disorders.” American Journal of Psychiatry 165.9 (2008): 1148-1154.

[7]Bouchard, T., et al. “Sources of human psychological differences: The Minnesota study of twins reared apart.” (1990).

[8]Nichols, Robert C. “The national merit twin study.” Methods and goals in human behavior genetic (1965): 231-244.

[9]Plug, Erik, and Wim Vijverberg. “Does family income matter for schooling outcomes? Using adoptees as a natural experiment.” The Economic Journal 115.506 (2005): 879-906.

[10]Wadsworth, Sally J., et al. “Genetic and environmental influences on continuity and change in reading achievement in the Colorado Adoption Project.” Developmental contexts of middle childhood: Bridges to adolescence and adulthood (2006): 87-106.

[11]Thompson, Lee Anne, Douglas K. Detterman, and Robert Plomin. “Associations between cognitive abilities and scholastic achievement: Genetic overlap but environmental differences.” Psychological Science 2.3 (1991): 158-165.

[12]Stevenson, Jim, et al. “A twin study of genetic influences on reading and spelling ability and disability.” Journal of child psychology and psychiatry 28.2 (1987): 229-247.

[13]Harlaar, Nicole, et al. “Why do preschool language abilities correlate with later reading? A twin study.” Journal of Speech, Language, and Hearing Research 51.3 (2008): 688-705.

[14]Haworth, Claire MA, Philip Dale, and Robert Plomin. “A twin study into the genetic and environmental influences on academic performance in science in nine‐year‐old boys and girls.” International Journal of Science Education 30.8 (2008): 1003-1025.

[15]Johnson, Wendy, Matt McGue, and William G. Iacono. “Genetic and environmental influences on academic achievement trajectories during adolescence.” Developmental psychology 42.3 (2006): 514.

[16]Rowe, David C., Wendy J. Vesterdal, and Joseph L. Rodgers. “Herrnstein’s syllogism: Genetic and shared environmental influences on IQ, education, and income.” Intelligence 26.4 (1998): 405-423.

[17]Hyytinen, Ari, et al. “Heritability of lifetime income.” (2013).

[18]Gershoff, Elizabeth Thompson. “Corporal punishment by parents and associated child behaviors and experiences: a meta-analytic and theoretical review.” Psychological bulletin 128.4 (2002): 539.

Don’t Shoot the Messenger

Epistemic status: confident but informal

A while back, I read someone complaining that the Lord of the Rings movie depicted Aragorn killing a messenger from Mordor. In the book, Aragorn sent the messenger away.  The moviemakers probably only intended to add action to the scene, and had no idea that they had made Aragorn into a shockingly dishonorable character.

Why don’t you shoot messengers?  What does that tradition actually mean?

Well, in a war, you want to preserve the ability to negotiate for peace.  If you kill a member of the enemy’s army, that puts you closer to winning the war, and that’s fine.  If you kill a messenger, that sends a message that the enemy can’t safely make treaties with you, and that means you destroy the means of making peace — both for this war and the wars to come.  It’s much, much more devastating than just killing one man.

This is also probably why guest law exists in so many cultures.  In a world ruled by clans, where a “stranger” is a potential enemy, it’s vitally important to have a ritual that guarantees nonviolence, such as breaking bread under the same roof. Otherwise there would be no way to broker peace between your family and the stranger over the next hill.

This is why the Latin hostis (enemy) and hospes (guest or host) are etymologically cognate. This is why the Greeks had a concept of xenia so entrenched that they told stories about a man being tied to a fiery wheel for eternity for harming a guest.  This is why the sin of Sodom was inhospitality.

It’s actually not about charity or compassion, exactly. It’s about coordinating a way to not kill each other.

Guest law and not shooting messengers are natural law: they are practical necessities due to game theory, that ancient peoples traditionally concretized into virtues like “honor” or “hospitality.”  But it’s no longer common knowledge what they’re for.

A friend of mine speculated that, in the decades that humanity has lived under the threat of nuclear war, we’ve developed the assumption that we’re living in a world of one-shot Prisoner’s Dilemmas rather than repeated games, and lost some of the social technology associated with repeated games. Game theorists do, of course, know about iterated games and there’s some fascinating research in evolutionary game theory, but the original formalization of game theory was for the application of nuclear war, and the 101-level framing that most educated laymen hear is often that one-shot is the prototypical case and repeated games are hard to reason about without computer simulations.

One of the things about living in what feels like the shadow of the end of the world — there’s been apocalypse in the zeitgeist since at least the 1980’s and maybe longer — is that it’s very counterintuitive to think about a future that might last a long time.

What if we’re not wiped out by an apocalypse?  What if humans still have an advanced civilization in 50 years — albeit one that looks very different from today’s?  What if the people who are young today will live to grow old? What would it be like to take responsibility for consequences and second-order effects at the scale of decades?  What would it be like to have models of the next twenty years or so — not for the purpose of sounding cool at parties, but for the sake of having practical plans that actually extend that far?

I haven’t thought much about how to go about doing that, but I think we may have lost certain social technologies that have to do with expecting there to be a future, and it might be important to regain them.

Sepsis Cure Needs An RCT

Epistemic Status: Confident

Every now and then the news comes out with a totally clear-cut, dramatic example of an opportunity to do a lot of good. This is one of those times.

The story began in January, 2016, when Dr. Paul Marik was running the intensive care unit at Sentara Norfolk General Hospital. A 48-year-old woman came in with a severe case of sepsis — inflammation frequently triggered by an overwhelming infection.

“Her kidneys weren’t working. Her lungs weren’t working. She was going to die,” Marik said. “In a situation like this, you start thinking out of the box.”

Marik had recently read a study by researchers at Virginia Commonwealth University in Richmond. Dr. Berry Fowler and his colleagues had shown some moderate success in treating people who had sepsis with intravenous vitamin C.

Marik decided to give it a try. He added in a low dose of corticosteroids, which are sometimes used to treat sepsis, along with a bit of another vitamin, thiamine. His desperately ill patient got an infusion of this mixture.

“I was expecting the next morning when I came to work she would be dead,” Marik said.”But when I walked in the next morning, I got the shock of my life.”

The patient was well on the road to recovery.

Marik tried this treatment with the next two sepsis patients he encountered, and was similarly surprised. So he started treating his sepsis patients regularly with the vitamin and steroid infusion.

After he’d treated 50 patients, he decided to write up his results. As he described it in Chest, only four of those 47 patients died in the hospital — and all the deaths were from their underlying diseases, not from sepsis. For comparison, he looked back at 47 patients the hospital had treated before he tried the vitamin C infusion and found that 19 had died in the hospital.

This is not the standard way to evaluate a potential new treatment. Ordinarily, the potential treatment would be tested head to head with a placebo or standard treatment, and neither the doctors nor the patients would know who in the study was getting the new therapy.

But the results were so stunning, Marik decided that from that point on he would treat all his sepsis patients with the vitamin C infusion. So far, he’s treated about 150 patients, and only one has died of sepsis, he said.

That’s a phenomenal claim, considering that of the million Americans a year who get sepsis, about 300,000 die.

Sepsis is a really big deal. More people die from sepsis every year than from diabetes and COPD combined. Ten thousand people die of sepsis every day.  A lot of these cases are from pneumonia in elderly people, or hospital-acquired infections.  Curing sepsis would put a meaningful dent in the kind of hell that hospital-bound old people experience, that Scott described in Who By Very Slow Decay.

Sepsis is the destructive form of an immune response to infection. Normally the infection is managed with antibiotics, but the immune response still kills 30% of patients.  Corticosteroids, which reduce the immune response, and vitamin C, which reduces blood vessel permeability so that organs are less susceptible to pro-inflammatory signals, can treat the immune response itself.

Low-dose corticosteroids have been found to significantly reduce mortality in sepsis elsewhere in controlled studies (see e.g. here, here, here) and there’s some animal evidence that vitamin C can reduce mortality in sepsis (see here).

This treatment seems to work extraordinarily well in Marik’s retrospective study; it is made of simple, cheap, well-studied drugs with a fairly straightforward mechanism of action; the individual components seem to work somewhat on sepsis too.  In other words, it’s about as good evidence as you can get, before doing a randomized controlled trial.

But, of course, before you can start treating patients with it, you need an RCT.

I wrote Dr. Marik and asked him what the current status of the trials is; he’s got leads at several hospitals: “two in CA, one at Harvard, and one in RI. In addition the Veterinary University of Georgia is proposing a neat study in horses — horses are at increased risk of sepsis.”

But he needs funding.

Medical research does not progress by default. The world is full of treatments that one doctor has tried to great success, which never went through clinical trials, and so we’ll never know how many lives could have been saved.  Some of the best scientists in the world are chronically underfunded. The world has not solved this coordination problem.

By default, things fall apart and never get fixed. They only get better if we act.

You can click on this Google Form to give me estimates of how much you’d be willing to donate and your contact information; once I get a sense of what’s possible, my next step will be coordinating with Dr. Marik and finding a good vehicle for where to send donations.

(I don’t have any personal connection to Dr. Marik or to the treatment; I literally just think it’s a good thing to do.)

 

Are Adult Developmental Stages Real?

Epistemic status: moderately confident

Robert Kegan’s developmental stages have become popular in my corner of the social graph, and I was asked by Abram Demski and Jacob Liechty to write a literature review (which they kindly funded, before I started my new job) of whether Kegan’s theory is justified. Since Kegan’s model is a composite that builds on many previous psychologists’ work, I had to do an overview of several theories of developmental stages.  I cover the theories of Piaget, Kohlberg, Erikson, Piaget, Maslow, and Kegan.  All of these developmental stage theories posit that there are various levels of cognitive, moral, or psychological maturity and sophistication; children start at the low levels and progress to the higher ones; only a few of the very “wisest” adults reach the very top stages.

This makes intuitive sense and is a powerful story to tell. You can explain conflicts and seemingly strange behavior by understanding that some people are simply on more primitive levels and cannot comprehend more sophisticated ones. You can be motivated to reach towards self-improvement by a model of a ladder of development.

But for the moment I want to ask more from developmental theories than being interesting or good stories; I want to ask if they’re actually correct.

In order for a developmental theory to be correct, I think a few criteria must be met:

  • The developmental stages must be reliably detectable, e.g. by some questionnaire or observational test that has high internal consistency and/or inter-rater reliability
  • The developmental stages must improve with age, at least within a given cohort (most people progress to later stages as they grow older)
  • The developmental stages must be sequential and cumulative (people must learn earlier stages before later ones, and not skip stages)
  • In cases where the developmental stages are supposed to occur at particular ages, they must actually be observed being attained at those ages.

Most of the theories do not appear to meet these criteria.

Piaget

Jean Piaget was one of the pioneers of child development psychology. Beginning in the 1930’s, his observations of children led him to a sequential theory of how children gain cognitive abilities over time.

Piaget’s stages of cognitive development are:

  • Sensorimotor, ages 0-2, hand-eye coordination and goal-directed motion
  • Pre-operational, ages 2-7, speech, pretend play and use of symbols
  • Concrete operational, age 7-11, inductive logic, perspective-taking
  • Formal operational, ages 11-adult, deductive logic, abstraction, metacognition, problem-solving

Piaget’s first study, The Origins of Intelligence in Children, published in 1952, was conducted on his own three children, from birth to age 2. He and his wife made daily observations of the children.

Reflexes, Piaget noticed, are present from birth: the sucking reflex, upon contact with the nipple, happens automatically. In the first month of life, he notes that the babies become more effective at finding the nipple.  From one to two months, babies self-stimulate even when there is no breast — they suck their thumbs or make sucking motions on their own. This, Piaget calls the “primary circular reaction”. A reflex has been transformed into a self-generated behavior.  At first, the baby can’t reliably find his thumb; he flails his arms until they happen to brush his face, and then engages the sucking reflex.  There are “circular reactions” to grasping, looking, and listening as well.  Later, babies learn to coordinate these circular reactions across senses, and to move their bodies in order to attain an objective (e.g. reaching for an object to take it).

Some of Piaget’s conclusions have been disputed by modern experiments.

In his studies of infants, he tested their ability to reason about objects by occluding the object from view, subjecting it to some further, hidden motion, and then having the child search for the object.

However, younger infants have less physical ability to search, so this task is less appropriate for assessing what young infants know.  In the 1980’s, Leslie and Ballargeon used looking time as a metric for how much infants were surprised by observations; since this doesn’t require physical coordination, it allows for accurate assessment of the cognitive abilities of younger infants.  Leslie’s experiments confirmed that babies understand causality, and Ballargeon’s confirmed that babies have object permanence — in both cases, looking times were longer for “impossible” transformations of objects that violated the laws of causality or caused objects to transform when behind a screen.  4-month-old infants are, contra Piaget, capable of object permanence; they understand that objects must move along continuous paths, and that solid objects cannot pass through each other.[2]

Kittens go through Piaget’s sensorimotor stages: first reflexes, then habits (pawing, oscillating head), then secondary circular formations (wrestling, biting, dribbling with objects), and finally means-end coordination (playing hide-and-seek.)[3]  This supports the ordering of sensorimotor skills in Piaget’s classification.

A 1976 study of 9-14-year-olds given a test and subjecting it to factor analysis found that there were three axes: formal operational systematic permutations; concrete operational addition of asymmetric relations; and formal operational logic of implications.[4]  This supports something like Piaget’s classifications of cognitive tasks.

Different studies conflict on which operational stages come before others: is class inclusion always required before multiplication of classes? Ordinal before cardinal? Logical and number abilities before number conservation? There’s no consistent picture.  “By 1970, it was evident in the important book, Measurement and Piaget, that the empirical literature functioned poorly as a data base on which the objective evaluation of Piagetian theory could be effectively attempted (Green, Ford, & Flamer, 1971)…For example, Beard (1963) found that 50% of her 5- to 6-year-old samples conserved quantity (solid). In contrast, Lovell and Ogilvie (1960) and Uzgiris (1964) reported that it is in the 8- to 9-year-old range that children conserve quantity. Elkind (1961) reported that 52% of 6-year-old children conserved weight, but Lovell and Ogilvie (1961) reported this percentage for 10-year-old children.”[5]

According to Piaget’s “structured whole” theory, when children enter a new stage, they should gain all the skills of that stage at once. For instance, they should learn conservation of volume of water at the same time as they learn that the length of a string is conserved. “ However, point synchrony across domains has never been found. To the contrary, children manifest high unevenness or decalage (Feldman 1980, Biggs & Collis 1982, Flavell 1982). Piaget acknowledged this unevenness but never explained it; late in his life he asserted that it could not be explained (Piaget 1971).”  However, it’s overwhelmingly true that success at cognitive tasks is age-dependent. On a host of tasks, age is the most potent predictor of performance.[6]

Piaget claimed that children develop cognitive skills in discrete stages, at particular ages, and in a fixed order. None of these claims appear to be replicated across the literature. The weaker claims that children learn more cognitive skills as they grow older, that some skills tend to be learned earlier than others, and that there is some clustering in which children who can perform one skill can also perform similar skills, have some evidentiary support.

Kohlberg

Lawrence Kohlberg, working in the 1960’s and 70’s, sought to extend Piaget’s developmental-stage theories to moral as well as cognitive development.

Kohlberg’s stages of moral development are:

  • Obedience and punishment (“how can I avoid punishment?”)
  • Instrumentalist Relativist (“what’s in it for me?”)
  • Interpersonal Concordance (“be a good boy/girl”, conformity, harmony, being liked)
  • “Law and Order” (maintenance of the social order)
  • Social contract (democratic government, greatest good for the greatest number)
  • Universal ethical principles (eg Kant)

The evidence for Kohlberg’s theory comes from studies of how people respond to questions about hypothetical moral dilemmas, such as “Heinz steals the drug”, a story about a man who steals an expensive drug to save his dying wife.

Kohlberg did longitudinal studies of adolescents and adults over a period of six years, in the US, Taiwan, Mexico, and isolated villages in Turkey and the Yucatan.  In all three developed-country examples, the prevalence of stages 1 and 2 declined with age, while the prevalence of 5 and 6 increased with age.  In the isolated villages, stage 1 declined with age, while stage 3 and 4 increased with age, and stages 5 and 6 were always rare. Among 16-year-olds, Stage 5 was the most common in the US, while stages 3 and 4 were the most common in Taiwan and Mexico; in the isolated villages, Stage 1 was still the most common by age 16.

In adults there was likewise some change in moral development over time — Stage 4 (law and order) increased with age from 16 to 24, in both lower- and middle-class men, and the highest rates of stage 4 were found in the men’s fathers.  Most men stabilize at Stage 4, while most women stabilize at stage 3.

Kohlberg’s experiments show that there is change with age in how people explain moral reasoning, which is similar in direction but different in magnitude across cultures.[7]

In subsequent studies from around the world, 85% (out of 20 cross-sectional studies) showed an increase in moral stage with age, and none of them found “stage skipping” (all stages between the lowest and the highest were present.)  Contra Kohlberg, most subsequent studies do not show significant sex differences in moral reasoning. There are some cultural differences: stage 1 does not show up in children in Iran or Hutterite children; most folk tribal societies do not have stages 4, 5, or 6 at all.[8]

Subsequent studies have shown that children do in fact go through Kohlberg’s stages sequentially, usually without stage skipping or regression.[9]

Juvenile delinquents have lower scores on Kohlberg’s moral development test than nondelinquents; moreover, the most psychopathic delinquents had the lowest scores.[11]

Jonathan Haidt has critiqued Kohlberg’s theory, on the grounds that people’s verbal reasoning process for justifying moral hypotheticals does not drive their conclusions.  In hypothetical scenarios about taboos —  like a pair of siblings who have sex, using birth control and feeling no subsequent ill effects — people quickly assert that incest is wrong, but can’t find rational explanations to justify it. People’s affective associations with taboo scenarios (such as claiming that it would upset them to watch) were better predictors of their judgments than their assessments of the harm of the scenarios.[10]

If the social intuitionists like Haidt are correct, then research in Kohlberg’s paradigm may tell us something about people’s verbal narratives about morality, but not about their decision-making process.

There is also the possibility that interviews about hypotheticals are not good proxies for moral decision-making in practice; people may give the explanations that are socially desirable rather than the real reasons for their judgments, and their judgments about hypotheticals may not correspond to their actions in practice.

Still, Kohlberg’s stages are an empirical phenomenon: there is high inter-rater reliability, people  advance steadily in stage with age (before stabilizing), and industrialized societies have higher rates of the higher stages.

Erikson

Erik Erikson was a psychoanalyst who came to his own theory of stages of psychosocial development in the 1950’s, in which different stages of life force the individual to confront different challenges and develop different “virtues.”

Erikson’s developmental stages are:

  1. Trust vs. Mistrust (infancy, relationship with mother, feeding and abandonment)
  2. Autonomy vs. Shame (toddlerhood, toilet training)
  3. Initiative vs. Guilt (kindergarten, exploring and making things)
  4. Industry vs. Inferiority (grade school, sports)
  5. Identity vs. Role Confusion (adolescence, social relationships)
  6. Intimacy vs. Isolation (romantic love)
  7. Generativity vs. Stagnation (middle age, career and parenthood)
  8. Ego integrity vs. Despair (aging, death)

This theory had its origins in subjective clinical impressions. There has been some attempt to correlate a measure of identity achievement with other positive attributes, but, for instance, it has no association with self-esteem or locus of control, which would seem counterintuitive if the “identity achievement” score really corresponded to the development of an independent self.

A self-report questionnaire, in which people rated themselves on Trust, Autonomy, Initiative, Industry, Identity, and Intimacy, was found to have moderately high Kronbach alpha scores (0.57-0.75).  Males scored higher on autonomy and initiative, while females scored higher on intimacy, as you’d expect from sex stereotypes.[12]

Two studies, one of 394 inner-city men, and one of 94 college sophomore men, classified them as stage 4 if they never managed to live independently or made lasting friendships, stage 5 if they managed to live apart from their family of origin and become financially independent, stage 6 if they lived with a wife or partner, and stage 7 if they had children, managed others at work, or otherwise “cared for others”. They added a stage 6.5 for career consolidation.   Adult life stages in this sense were independent of chronological age, and men who didn’t master earlier stages usually never mastered later ones.[13]

Erikson’s Stage 5, identity development, has some observational evidence behind it; children’s spontaneous story-telling exhibits less concern with identity than adolescents’.  One researcher “found the white adolescents to show a pattern of “progressive identity formation” characterized by frequent changes in self-concept during the early high school years followed by increasing consistency and stability as the person approached high school graduation. In contrast, the black adolescents showed a general stability in their identity elements over the entire study period, a pattern Hauser termed “identity foreclosure.” He interpreted this lack of change as reflecting a problem in development in that important developmental issues had been dodged rather than resolved.”  Of course, it may also mean that “identity development” is culturally contingent rather than universal.[14]

A study that gave 244 undergraduates a questionnaire measuring the Eriksonian ego strengths found that “purpose in life, internal locus of control, and self-esteem bore strong positive relations with all of the ego strengths, with the exception of care.”  But there were no significant correlations between the ego strengths and age, nor any indication that they are achieved in a succession.[15]

A study giving 1073 college students an Erikson developmental stage questionnaire found that it did not fit the “simplex” hypothesis (where people’s achievement of stage n would depend directly on how well they’d achieved step n-1, and less on other stages.)[16]

A 22-year longitudinal study showed that people continued to develop higher scores on Erikson developmental-stage questionnaires between the ages of 20 and 42, even “younger” stages; there was a significant increase over time in stages 1, 5, and 6, for several cohorts.[17]

While people do seem to in some cases gain more of  Erikson’s  ego strengths over time, this finding is not reliable in all studies. People do not climb Erikson’s stages in sequence, or at fixed ages.

Maslow

Psychologist Abraham Maslow, inspired by the horrors of war to learn about what propels people to “self-actualized”, developed the concept of a “hierarchy of needs” in which the lower ones must be fulfilled before people can pursue the higher ones.

Maslow’s hierarchy of needs are:

  • Physiological (food, air, water)
  • Safety (security from violence, disease, or poverty)
  • Love and belonging
  • Esteem (self-respect, respect from others)
  • Self-actualization (realizing one’s potential)

The theory is that lower needs, when unsatisfied, “dominate” higher needs — that one cannot focus on esteem without first satisfying the need for safety, for instance.  Once one need is satisfied, the next higher need will “activate” and start driving the person’s actions.

Three researchers (Alderfer, Huizinga, and Beer) developed questionnaires designed to measure Maslow’s needs, but all had weaknesses, “particularly a low convergence among items designed to measure the same constants.”  None of the studies showed Maslow’s five needs as independent factors.  Both adjacent and nonadjacent needs overlap, contradicting Maslow’s theory that needs are cumulative.  People also do not rank the importance of those needs according to Maslow’s order.  Also the “deprivation/domination” paradigm (that, the more deprived you are of a need, the higher its importance to you) is contradicted by studies that show that this is not true for safety, belonging, and esteem needs.  The “gratification/activation” theory, that when need n is satisfied, need n becomes less important and need n + 1 becomes more important, was also not borne out by studies.

The author of the review concludes, “Maslow’s Need Hierarchy Theory is almost a nontestable theory…Maslow (1970) criticized what he called the newer methods of research in psychology. He called for a “humane” science.  Accordingly, he did not attempt to provide rigor in his writing or standard definitions of concepts. Further, he did not discuss any guides for empirical verification of his theory. In fact, his defense of his theory consisted of logical as well as clinical insight rather than well-developed research findings.”[18]

However, a more recent study of 386 Chinese subjects found Cronbach alpha scores in the 80-90% range, positive correlations between the satisfaction of all needs, and higher correlations between the satisfaction of adjacent needs than nonadjacent needs.  This seems to suggest a stagelike progression, although the satisfaction of all needs still overlap.  Also, satisfaction of the physiological needs was a predictor of the satisfaction of every one of the four higher-level needs.[19]

A global study across 123 countries found that subjective wellbeing, positive feelings, and negative feelings were all correlated in the expected ways with certain universal needs: basic needs for food and shelter, safety and security, social support and love, feeling respected and pride in activities, mastery, and self-direction and autonomy.  The largest proportion of variance explained globally in life evaluation was from basic needs, followed by social, mastery, autonomy, respect, and safety.  The largest proportion of variance explained in positive emotions was from social and respect. The largest proportion of variance explained in negative emotions was from basic needs, respect, and autonomy.  There are “crossovers”, people who have fulfillment of higher needs but not lower ones: “For example, respect is frequently fulfilled even when safety needs are not met.”[20]

It is unclear whether Maslow’s needs are distinct natural categories, and it is clear that they do not have to be satisfied in sequence, that the most important needs to people are not necessarily the lowest ones or the ones they lack most, and that people do not develop stronger drives towards higher needs when their lower needs are fulfilled. The only part of Maslow’s theory that is borne out by evidence is that people around the world do, indeed, value and receive happiness from all Maslow’s basic categories of needs.

Kegan

Robert Kegan is not an experimental psychologist, but a practicing therapist, and his books are works of interpretation rather than experiment. He integrates several developmental-psychology frameworks in The Evolving Self, such as Piaget, Kohlberg, and Maslow.

Kegan’s stage 0 is “Incorporative” — babies, corresponding to Piaget’s sensorimotor stage, no real social orientation.

Stage 1 is “impulsive”, corresponding to Piaget’s concrete operational stage, Kohlberg’s punishment/obedience orientation, and Maslow’s physiological satisfaction orientation: the subject is impulses, the objects are reflexes, sensing and moving. This is roughly toddlers.

Stage 2 is “imperial”, corresponding to Piaget’s concrete operational stage, Kohlberg’s “instrumental” orientation, and Maslow’s safety orientation; this is roughly grade-school-aged children. The subject is needs and wishes, the objects are impulses.

Stage 3 is “interpersonal”, corresponding to Piaget’s early formal operational, Kohlberg’s interpersonal concordance orientation, and Maslow’s belongingness orientation. The subject is mutuality and interpersonal relations, the objects are needs and wishes.  These are young teenagers.

Stage 4 is “institutional”, corresponding to Piaget’s formal operational, Kohlberg’s social contract orientation, and Maslow’s self-esteem orientation.  The subject is personal autonomy, the objects are mutuality and interpersonal relations.  This is usually young adulthood and career socialization.

Stage 5 is “interindividual”, corresponding to Maslow’s self-actualization orientation and Kohlberg’s principled orientation.  This is usually mature romantic relationship.

The Subject Object Interview is Kegan’s scale for measuring progression along the stages.

In a study of West Point students, average inter-rater agreement on the Subject-Object Interview was 63%, and students developed from stage 2 to stage 3 and from stage 3 to stage 4 over their years in school. Kegan stage in senior year had a correlation of 0.41 with MD (military development) grade.[21]

A study of 67 executives found that Kegan stage was correlated with leader performance at a p < 0.05 level; Kegan stage was also positively correlated with age.[22]

I was not able to find any studies that indicated whether people skip Kegan stages, regress in stage, or exhibit characteristics of other stages, or other psychometric instruments that decompose into Kegan stages with factor analysis.  Kegan’s stages do appear to be relatively observable and higher stage seems to correspond fairly well with external evaluations of leadership skill.

Summary

Piaget’s stages are not distinct (they overlap) or sequential (they can be skipped or attained in different orders.  Later stages do correlate with greater age, but the stages do not arise at consistent ages.

Kohlberg’s stages are sequential; they are defined as distinct by the measurement instrument; and they increase with age (as well as with social class and socioeconomic development of the community.)  Stages don’t arise at fixed ages.

Erikson’s stages do not appear to be distinct, sequential, or even consistently increasing with age.

Maslow’s needs do not appear to be sequentially satisfied.

Kegan’s stages are defined to be distinct by the measurement instrument, and they increased with age in two studies.  I could not find evidence that they are attained sequentially.

Overall, the experimental evidence that distinct, cumulative stages of human development exist is rather weak. The strongest evidence is for Kohlberg’s stages, and these (like all the other stages considered) are limited by the fact that they are measures of how people talk about moral decision-making, rather than what they decide in practice.

Higher stages correlate with positive results in many cases: people at higher Kohlberg stages are less likely to be criminals or delinquents, positive psychological strengths like self-esteem correlate with the Eriksonian ego strengths, and leadership development measures correlate with Kegan stage.  This is evidence that developmental stages do often correspond to real psychological strengths or skills with external validity.  We just don’t generally have strong reason to believe that they progress in a developmental fashion.

References

[1] Piaget, Jean. The origins of intelligence in children. Vol. 8. No. 5. New York: International Universities Press, 1952.

[2]Spelke, Elizabeth S. “Physical knowledge in infancy: Reflections on Piaget’s theory.” The epigenesis of mind: Essays on biology and cognition (1991): 133-169.

[3]Dumas, Claude, and François Y. Doré. “Cognitive development in kittens (Felis catus): An observational study of object permanence and sensorimotor intelligence.” Journal of Comparative Psychology 105.4 (1991): 357.

[4]Gray, William M. “The Factor Structure of Concrete and Formal Operations: A Confirmation of Piaget.” (1976).

[5]Shayer, Michael, Andreas Demetriou, and Muhammad Pervez. “The structure and scaling of concrete operational thought: Three studies in four countries.” Genetic, Social, and General Psychology Monographs 114.3 (1988): 307-375.

[6]Fischer, Kurt W., and Louise Silvern. “Stages and individual differences in cognitive development.” Annual Review of Psychology 36.1 (1985): 613-648.

[7]Kohlberg, Lawrence. “Stages of moral development.” Moral education 29 (1971).

[8]Snarey, John R. “Cross-cultural universality of social-moral development: a critical review of Kohlbergian research.” Psychological bulletin 97.2 (1985): 202.

[9]Walker, Lawrence J. “The sequentiality of Kohlberg’s stages of moral development.” Child Development (1982): 1330-1336.

[10]Haidt, Jonathan. “The emotional dog and its rational tail: a social intuitionist approach to moral judgment.” Psychological review 108.4 (2001): 814.

[11]Chandler, Michael, and Thomas Moran. “Psychopathy and moral development: A comparative study of delinquent and nondelinquent youth.” Development and Psychopathology 2.03 (1990): 227-246.

[12]Rosenthal, Doreen A., Ross M. Gurney, and Susan M. Moore. “From trust on intimacy: A new inventory for examining Erikson’s stages of psychosocial development.” Journal of Youth and Adolescence 10.6 (1981): 525-537.

[13]Vaillant, George E., and Eva Milofsky. “Natural history of male psychological health: IX. Empirical evidence for Erikson’s model of the life cycle.” The American Journal of Psychiatry (1980).

[14]Waterman, Alan S. “Identity development from adolescence to adulthood: An extension of theory and a review of research.” Developmental psychology 18.3 (1982): 341.

[15]Markstrom, Carol A., et al. “The psychosocial inventory of ego strengths: Development and validation of a new Eriksonian measure.” Journal of youth and adolescence 26.6 (1997): 705-732.

[16]Thornburg, Kathy R., et al. “Testing the simplex assumption underlying the Erikson Psychosocial Stage Inventory.” Educational and psychological measurement 52.2 (1992): 431-436.

[17]Whitbourne, Susan K., et al. “Psychosocial development in adulthood: A 22-year sequential study.” Journal of Personality and Social Psychology 63.2 (1992): 260.

[18]Wahba, Mahmoud A., and Lawrence G. Bridwell. “Maslow reconsidered: A review of research on the need hierarchy theory.” Organizational behavior and human performance 15.2 (1976): 212-240.

[19]Taormina, Robert J., and Jennifer H. Gao. “Maslow and the motivation hierarchy: Measuring satisfaction of the needs.” The American journal of psychology 126.2 (2013): 155-177.

[20]Tay, Louis, and Ed Diener. “Needs and subjective well-being around the world.” Journal of personality and social psychology 101.2 (2011): 354.

[21]Lewis, Philip, et al. “Identity development during the college years: Findings from the West Point longitudinal study.” Journal of College Student Development 46.4 (2005): 357-373.

[22]Strang, Sarah E., and Karl W. Kuhnert. “Personality and leadership developmental levels as predictors of leader performance.” The Leadership Quarterly 20.3 (2009): 421-433.

Resolve Community Disputes With Public Reports?

Epistemic Status: speculative, looking for feedback

TW: Rape

You’re in a tight-knit friend group and you hear some accusations about someone. Often, but not always, these are rape or sexual harassment accusations. (I’ve also seen it happen with claims of theft or fraud.)  You don’t know enough to take it to court, nor do you necessarily want to ruin the accused’s life, but you’ve also lost trust in them, and you might want to warn other people that the accused might be dangerous.

What usually happens at this point is a rumor mill.  And there are a lot of problems with a rumor mill.

First of all, you can get the missing stair problem.  Let’s say Joe raped someone, and the rumor got out. People whisper to each other that Joe is a rapist, they warn each other to stay away from him at parties — but the new girl, who isn’t in on the gossip, is not so lucky, and Joe rapes her too.  And meanwhile, Joe suffers no consequences for his actions, no social disincentive, and maybe community elders actively try to hush up the scandal.  This is not okay.

Sometimes you don’t get a missing-stair situation, you get a witch hunt or a purge.  Some communities are really trigger-happy about “expelling” people or “calling them out”, even for trivial infractions. A girl attempted suicide because her internet “friends” thought her artwork was offensive and tormented her for it.  This is also not what we want.

Sometimes you get a feud, where Alice the Accuser’s friends all rally round her, and Bob the Accused’s friends all rally round him, and there’s a long-lasting, painful rift in the community where everyone is pressured to pick a side because Alice and Bob aren’t speaking.

And a lot of the time you get misinformation spreading around, where the accusation gets magnified in a game of telephone, and you hear vague intimations that Bob is terrible but you are getting conflicting stories about what Bob actually did, and you don’t know the right way to behave.

I have never gotten to know a tight-knit social circle of youngish people that didn’t have “drama” of this kind.  It’s embarrassing that it happens, so it isn’t talked about that much in public, but I’m starting to believe that it’s near-universal.

In a way, this is a question of law.

The American legal system is a really poor fit even for dealing with some legitimate crimes, like sexual assault and small-scale theft, because the odds of a conviction are so low.  Less than 1% of rape, robbery, and assault cases lead to convictions. It can be extremely difficult and stressful to deal with the criminal-justice system, particularly if you’re traumatized, and most of the time it won’t even work.  Moreover, the costs of a criminal penalty are extremely high — prison really does destroy lives — and so people are understandably reluctant to put people they know through that.  And, given problems with police violence, involving the police can be dangerous.

And, of course, for social disputes that aren’t criminal, the law is no use at all.  “Really terrible boyfriend/girlfriend” is not a crime.  “Sockpuppeting and trolling” is not a crime.

Do we have to descend to the level of gossip, feud, witch-hunt, or cover-up, just because we can’t (in principle or in practice) resolve disputes with the legal system?

I think there are alternatives.

My proposed solution (by no means final) is that a panel of trusted “judges” accepted by all parties in the dispute compile a summary of the facts of the case from the accuser(s) and accused, circulate it within the community — and then stop there.

It’s not an enforcement mechanism or a dispute-resolution mechanism, it’s an information-transmission mechanism.

For example, it means that now people will know Joe is an accused rapist, and also know if Joe has explained that he’s innocent. This prevents a few problems:

  • the “missing stair” problem where new people never get warned about Joe
  • the problem that Joe faces no consequences (now his reception will likely be chillier among people who read the summary and think he’s a threat)
  • if Joe is innocent, he’ll face less unfair shunning if people get to hear his side of the story
  • it prevents inflated rumors about Joe from spreading — only the actual accusations get printed, not the telephone-garbled ones

There are a few details about the mechanism that seem important to make the process fair:

  • Accused and accusers must all consent to participating in the process and having their statements made public, otherwise it doesn’t happen
  • Accusers should be allowed to stay anonymous
  • Everybody can meet with the judges at the same time, or one on one, if they choose; accused and accusers do not have to be in the same room together
  • Judges should not have any personal stake in the dispute, and should be accepted by both accused and accusers
  • The format for the report should be something like a password-locked webpage, an email to a mailing list, or a Google doc, not a page on the public internet
  • The report should be limited to what accused and accusers say, and some fact-checking by the judges — maybe a timeline of claimed events, maybe some links to references. But not a verdict.

I’ve heard some counterarguments to this proposal so far.

First, I’ve heard concerns that this is too hard on the accused. Being known to have been accused of anything will make people trust you less, even if you also have the opportunity to defend yourself.  And maybe people, not wanting to make trouble, will still use gossip rather than the formal system, because it seems like too harsh a penalty.

I think it’s fine if not every dispute gets publicly adjudicated; if people don’t want to take it that far, then we’re no worse off than before the option of public fact-finding was made available.

It’s also not obvious to me that this is harsher to the accused than the social enforcement technology we already have.  People are already able to cause scandals by unilaterally making public accusations. My proposal isn’t unilateral — it doesn’t go through unless the accused and accusers both think that transparency can clear their names.

Another criticism I’ve heard is that it gives a false sense of objectivity. People know that the rumor mill is unreliable and weight it appropriately; but if people hear “there’s been a report from a panel of judges about this”, they might assume that everything in the report is definitely true, or worse, that the accused is just guilty by virtue of having been investigated.

This is a real problem, I think, but one that’s difficult to avoid completely. If you attempt to be objective in any setting, you always run the risk that people will mistake you for an oracle. It’s just as true that objective news coverage can give people a false sense of trust in newspapers, but journalistic ideals still promote objectivity. I do think giving an impression of a Weight of Authority can be harmful, and is only somewhat mitigated by practices like not handing down any verdict.

But I think information-sharing is the mildest form of restorative justice.  Restorative justice is dispute resolution within a community, or between offender and victim, rather than being mediated by the state.  It usually involves some kind of penalty and/or restitution from the offender to the victim, or some kind of community penalty (like shunning in various religious congregations.)  Given the failures of the criminal-justice system, restorative justice seems like an appealing goal to me; but it’s hard to implement, especially in modern, non-religious communities of young people without firm shared norms.  If you’re uncomfortable merely publishing accusations and defenses, there’s no way you’re ready to impose restitution within your community.  Maybe that’s appropriate in a given situation — maybe loose friend groups aren’t ready to be self-governing communities. But if you have aspirations towards self-governance, from small-scale (communes) to large-scale (seasteading and the like), figuring out dispute resolution is a necessary step, and it’s worth thinking about what would be required before you’d be okay with any community promotion or enforcement of norms.

I’d actively welcome people’s thoughts and comments on this — how would it fail? how could the mechanism be improved?